Securities Industry Essentials (Sie) Test Prep Course

Securities Industry Essentials (Sie) Test Prep Course


This course prepares you to pass the Securities Industry (SIE) exam that will be required as of October 1, 2018 by FINRA for anyone who is interested in entering the financial services industry.

You can view this course as realistic alternative to paying for hours of tutoring and allows you to pause, rewind, and/or repeat concepts as needed. PLUS, you’ll have access to realistic practice questions, final exam and step-by-step demonstrations of how to approach and answer those questions accurately and efficiently.

As a bonus you”ll be able to download cheat sheets in PDF format, that cover the most important concepts you must know for the exam.

Warning: This is an intensive course with 12+ hours of video lectures

Securities Industry Essentials (SIE)  Prep Course Outline:

  • Section 1. Conducting Yourself as a Financial Services Professional
  • Section 2. Equity, Debt and Other Investment Products
  • Section 3. Investment Companies, Private Equity and Structured Products
  • Section 4. Capital Markets, Issuing Securities and Trading on Customer Accounts
  • 4 Practice Quizzes. 20-40 questions each
  • Final Exam. Test with 85 questions
  • Bonus: Tips & Tricks before the Exam day

***Course includes 4 Sections, 4 Section Quizzes and a Final Exam(85 questions)***

Who this course is for:

  • Anyone who wants to take the FINRA’s SIE exam
  • Curious about the “essentials” of the financial industry sector
  • Students
  • People that want to enter financial industry


  • No particular prior financial education required. This course covers all the “essentials” of the financial industry.

Last Updated 5/2020

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